Capital Breakdown

On 01/07/2019, the shares of Banco Indusval S.A. were distributed as follows:

# of Shares Issued % Total Control and Management % Shares Treasury % Shares Free Float % Shares
Common 11,503,315 75.4% 7,785,291 67.7% 0 0.0% 3,718,044 32.3%
Preferred 3,749,410 24.6% 1,175,660 31.4% 54,340 1.4% 2,519,484 67.2%
Total 15,252,725 100.0% 8,960,951 58.7% 54,340 0.4% 6,237,528 40.9%

Controlling Group

On 01/07/2019, Banco Indusval S.A. controlling group was composed as follows:

Shareholder Common Shares % Preferred Shares % Total Capital %
Manoel Felix Cintra Neto 2,068,560 18.0% 162,994 4.4% 2,231,554 14.6%
Luiz Masagão Ribeiro 1,973,453 17.2% 161,004 4.3% 2,134,457 14.0%
Roberto de Rezende Barbosa 1,874,299 16.3% 160,836 4.3% 2,035,135 13.3%
Afonso Antonio Hennel 298,930 2.6% 260 0.0% 299,190 2.0%
Jair Ribeiro da Silva Neto 1,151,670 10.0% 222,565 5.9% 1,374,235 9.0%
Total 7,366,912 64.0% 707,659 18.9% 8,074,571 52.9%

Main Shareholders

The table below presents the shareholders of Banco Indusval S.A. that hold 5% or more of a type or class of shares as of 01/07/2019 (ICVM 358 art. 12):

Shareholder Common Shares % Preferred Shares % Total Capital %
WP X Brasil Fundo de Inv, em Participações        1,219,069 10.6% 1,679,272 44.8% 2,898,341 19.0%
Manoel Felix Cintra Neto 2,068,560 18.0% 162,994 4.3% 2,231,554 14.6%
Luiz Masagão Ribeiro 1,973,453 17.2% 161,004 4.3% 2,134,457 14.0%
Roberto de Rezende Barbosa 1,874,299 16.3% 160,836 4.3% 2,035,135 13.3%
Jair Ribeiro da Silva Neto 1,151,670 10.0% 222,565 5.9% 1,374,235 9.0%
Greengo Fundo de Inv, em Ações 372,197 3.2% 430,740 11.5% 802,937 5.3%
Actions in Treasury 0 0.0% 54,340 1.4% 54,340 0.4%
Other Shareholders 2,844,067 24.7% 877,659 23.4% 3,721,820 24.4%
Total 11,503,315 100.0% 3,749,410 100.0% 15,252,725 100.0%

Shareholding Base

On 09/30/2018, Banco Indusval S.A. shareholding base was composed as follows:

# Invest. Type of Shareholder Common Shares % Preferred Shares % Total Capital %
5  Controlling Shareholders 7.366.912 64,0% 707.659 18,9% 8.074.571 52,9%
4  Management  418.379 3,6% 461.001 12,3% 879.380 5,8%
-  Treasury  0 0,0% 54.340 1,4% 54.340 0,4%
15  National Institutional Investors 1.339.178 11,6% 1.764.801 47,1% 3.103.979 20,4%
4  Foreign Investors   0,0% 4.031 0,1% 4.031 0,0%
6  Corporates 3 0,0% 41.956 1,1% 41.959 0,3%
1380  Individuals 2.378.843 20,7% 715.622 19,1% 3.094.559 20,3%
1414 Total 11.503.315 100,0% 3.749.410 100,0% 15.252.725 100,0%