Capital Breakdown

On 09/30/2018, the shares of Banco Indusval S.A. were distributed as follows:

# of Shares Issued % Total Control and Management % Shares Treasury % Shares Free Float % Shares
Common 115,033,14875.4 %77,820,65967.7 %00.0 %37,212,47132.3 %
Preferred 37,494,10324.6 %12,145,75832.4 %543,3961.4 %24,804,94966.2 %
Total 152,527,251100.0 %89,966,41759.0 %543,3960.4 %62,017,42040.7 %

Controlling Group

On 09/30/2018, Banco Indusval S.A. controlling group was composed as follows:

Shareholder Common
Shares
% Preferred
Shares
% Total
Capital
%
Manoel Felix Cintra Neto 20,685,71818.0 %1,630,0304.4 %22,315,74814.6 %
Luiz Masagão Ribeiro 19,734,52817.2 %1,610,0354.3 %21,344,56314.0 %
Roberto de Rezende Barbosa 18,742,98316.3 %1,608,3534.3 %20,351,33613.3 %
Afonso Antonio Hennel 2,989,2962.6 %2,6000.0 %2,991,8962.0 %
Jair Ribeiro da Silva Neto 11,516,69410.0 %2,225,6405.9 %13,742,3349.0 %
Total 73,669,21964.0 %7,076,65818.9 %80,745,87752.9 %

Main Shareholders

The table below presents the shareholders of Banco Indusval S.A. that hold 5% or more of a type or class of shares as of 09/30/2018 (ICVM 358 art. 12):

Shareholder Common
Shares
% Preferred
Shares
% Total
Capital
%
WP X Brasil Fundo de Inv. em Participações 12,190,67710.6 %16,792,71144.8 %28,983,38819.0 %
Manoel Felix Cintra Neto 20,685,71818.0 %1,630,0304.3 %22,315,74814.6 %
Luiz Masagão Ribeiro 19,734,52817.2 %1,610,0354.3 %21,344,56314.0 %
Roberto de Rezende Barbosa 18,742,98316.3 %1,608,3534.3 %20,351,33613.3 %
Greengo Fundo de Inv. em Ações 4,151,4403.6 %5,069,00013.5 %9,220,4406.0 %
Actions in Treasury 00.0 %543,3961.4 %543,3960.4 %
Other Shareholders 39,527,80234.4 %10,240,57827.3 %49,768,38032.6 %
Total 115,033,148100.0 %37,494,103100.0 %152,527,251100.0 %

Shareholding Base

On 09/30/2018, Banco Indusval S.A. shareholding base was composed as follows:

# Invest. Type of Shareholder Common
Shares
% Preferred
Shares
% Total
Capital
%
6 Controlling Shareholders 73,669,21964.0 %7,076,65818.9 %80,745,87752.9 %
4 Management 4,151,4403.6 %5,069,10013.5 %9,220,5406.0 %
- Treasury 00.0 %543,3961.4 %543,3960.4 %
21 National Institutional Investors 1,201,0901.0 %211,9550.6 %1,413,0450.9 %
4 Foreign Investors 12,190,67710.6 %16,792,71144.8 %28,983,38819.0 %
7 Corporates 180.0 %1,473,1683.9 %1,473,1861.0 %
554 Individuals 23,820,70420.7 %6,327,11516.9 %30,147,81919.8 %
596 Total 115,033,148100.0 %37,494,103100.0 %152,527,251100.0 %