Capital Breakdown
On 09/30/2018, the shares of Banco Indusval S.A. were distributed as follows:
| # of Shares | Issued | % Total | Control and Management | % Shares | Treasury | % Shares | Free Float | % Shares |
|---|---|---|---|---|---|---|---|---|
| Common | 115,033,148 | 75.4 % | 77,820,659 | 67.7 % | 0 | 0.0 % | 37,212,471 | 32.3 % |
| Preferred | 37,494,103 | 24.6 % | 12,145,758 | 32.4 % | 543,396 | 1.4 % | 24,804,949 | 66.2 % |
| Total | 152,527,251 | 100.0 % | 89,966,417 | 59.0 % | 543,396 | 0.4 % | 62,017,420 | 40.7 % |
Controlling Group
On 09/30/2018, Banco Indusval S.A. controlling group was composed as follows:
| Shareholder | Common Shares |
% | Preferred Shares |
% | Total Capital |
% |
|---|---|---|---|---|---|---|
| Manoel Felix Cintra Neto | 20,685,718 | 18.0 % | 1,630,030 | 4.4 % | 22,315,748 | 14.6 % |
| Luiz Masagão Ribeiro | 19,734,528 | 17.2 % | 1,610,035 | 4.3 % | 21,344,563 | 14.0 % |
| Roberto de Rezende Barbosa | 18,742,983 | 16.3 % | 1,608,353 | 4.3 % | 20,351,336 | 13.3 % |
| Afonso Antonio Hennel | 2,989,296 | 2.6 % | 2,600 | 0.0 % | 2,991,896 | 2.0 % |
| Jair Ribeiro da Silva Neto | 11,516,694 | 10.0 % | 2,225,640 | 5.9 % | 13,742,334 | 9.0 % |
| Total | 73,669,219 | 64.0 % | 7,076,658 | 18.9 % | 80,745,877 | 52.9 % |
Main Shareholders
The table below presents the shareholders of Banco Indusval S.A. that hold 5% or more of a type or class of shares as of 09/30/2018 (ICVM 358 art. 12):
| Shareholder | Common Shares |
% | Preferred Shares |
% | Total Capital |
% |
|---|---|---|---|---|---|---|
| WP X Brasil Fundo de Inv. em Participações | 12,190,677 | 10.6 % | 16,792,711 | 44.8 % | 28,983,388 | 19.0 % |
| Manoel Felix Cintra Neto | 20,685,718 | 18.0 % | 1,630,030 | 4.3 % | 22,315,748 | 14.6 % |
| Luiz Masagão Ribeiro | 19,734,528 | 17.2 % | 1,610,035 | 4.3 % | 21,344,563 | 14.0 % |
| Roberto de Rezende Barbosa | 18,742,983 | 16.3 % | 1,608,353 | 4.3 % | 20,351,336 | 13.3 % |
| Greengo Fundo de Inv. em Ações | 4,151,440 | 3.6 % | 5,069,000 | 13.5 % | 9,220,440 | 6.0 % |
| Actions in Treasury | 0 | 0.0 % | 543,396 | 1.4 % | 543,396 | 0.4 % |
| Other Shareholders | 39,527,802 | 34.4 % | 10,240,578 | 27.3 % | 49,768,380 | 32.6 % |
| Total | 115,033,148 | 100.0 % | 37,494,103 | 100.0 % | 152,527,251 | 100.0 % |
Shareholding Base
On 09/30/2018, Banco Indusval S.A. shareholding base was composed as follows:
| # Invest. | Type of Shareholder | Common Shares |
% | Preferred Shares |
% | Total Capital |
% |
|---|---|---|---|---|---|---|---|
| 6 | Controlling Shareholders | 73,669,219 | 64.0 % | 7,076,658 | 18.9 % | 80,745,877 | 52.9 % |
| 4 | Management | 4,151,440 | 3.6 % | 5,069,100 | 13.5 % | 9,220,540 | 6.0 % |
| - | Treasury | 0 | 0.0 % | 543,396 | 1.4 % | 543,396 | 0.4 % |
| 21 | National Institutional Investors | 1,201,090 | 1.0 % | 211,955 | 0.6 % | 1,413,045 | 0.9 % |
| 4 | Foreign Investors | 12,190,677 | 10.6 % | 16,792,711 | 44.8 % | 28,983,388 | 19.0 % |
| 7 | Corporates | 18 | 0.0 % | 1,473,168 | 3.9 % | 1,473,186 | 1.0 % |
| 554 | Individuals | 23,820,704 | 20.7 % | 6,327,115 | 16.9 % | 30,147,819 | 19.8 % |
| 596 | Total | 115,033,148 | 100.0 % | 37,494,103 | 100.0 % | 152,527,251 | 100.0 % |